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KNOWLEDGE AND THE IMMORTAL SOUL
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The three dialogues that deal with the trial and death of
Socrates are, the Apology, or the defense and subsequent
condemnation of Socrates, the Crito, or the period between his
condemnation and his death, and the Phaedo, or the death scene.
In addition to providing a description of Plato's theory of the
soul, immortality, and the forms, They will give us a deep
feeling for one of the two most infamous trials in western
literature. The other, of course, being the death of Christ.
The
Apology is Plato's version of Socrates
defense
of charges
of
impiety brought against him by Anytus and Meletus. That the charges were not
only illegitimate but somewhat preposterous are not denied even by those who do
not hold the Platonic view of the trial, including Stone. However, as you will
see from this that his attitude was
not meant to attract admirers, but to insist on the truth even as he belittled his adversaries.
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How you, O Athenians, have been affected by my accusers, I cannot
tell; but I know that they almost made me forget who I was―so
persuasively did they speak; and yet they have hardly uttered a
word of truth. But of the many falsehoods told by them, there
was one which quite amazed me―I mean when they said that you
should be upon your guard and not allow yourselves to be deceived
by the force of my eloquence. To say this, when they were
certain to be detected as soon as I opened my lips and proved
myself to be anything but an eloquent speaker, did indeed appear
to me to be most shameless―unless by the force of eloquence they
mean the force of truth; for if such is their meaning, I admit
that I am eloquent. But in how different a way from theirs!
Well, as I was saying, they have scarcely spoken the truth at
all; but from me you shall hear the whole truth: not, however,
delivered after their manner in a set oration duly ornamented
with words and phrases. No, by heaven! but I shall use the words
and arguments which occur to me at the moment; for I am confident
in the justice of my cause: at my time of life I ought not to be
appearing before you, O men of Athens, in the in the character of
a juvenile orator―let no one expect it of me. And I must beg of
you to grant me a favor:―If I defense myself in my accustomed
manner, and you hear me using the words which I have been in the
habit of using in the agora, at the tables of the money-changers,
or anywhere else, I would ask you not to be surprised, and not to
interrupt me on this account. For I am now more than seventy
years of age, and appearing now for the first time in a court of
law, I am quite a stranger to the language of the place; and
therefore I would have you regard me as if I were really a
stranger, whom you would excuse if he spoke in his native tongue,
and after the fashion of his country:―Am I making an unfair
request of you? Never mind the manner which may or may not be
good; but think only of the truth of my words, and give heed to
that: let the speaker speak truly and the judge decide justly.
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The major offenses that Socrates was accused of were that he was
the author of evil deeds, that he had defamed the state religion,
and that he taught these evil things to the young. In his comedy
The Clouds Aristophanes had depicted Socrates and his followers
floating in the clouds and teaching things about the earth and
beneath the earth that no one should have knowledge of. A few
scholars have stated that it was possible that when Socrates was
young he might have deliberated on the Milesian cosmological
themes, but there is no evidence that he ever introduced these
themes into his mature discussions, indeed even that he might
have done so as a youth is highly speculative. He began his
defense by attacking the general accusations about him current in
Athenian gossip.
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I will begin at the beginning, and ask what is the accusation
which has given rise to the slander of me, and in fact has
encouraged Meletus to prefer this charge against me. Well, what
do the slanderers say? They shall be my prosecutors, and I will
sum up their words in an affidavit: 'Socrates is an evil-doer,
and a curios person, who searches into things under the earth and
in heaven, and he makes the worst appear the better cause; and he
teaches the aforesaid doctrines to others.' such is the nature
of the accusation: it is just what you have yourselves seen in
the comedy of Aristophanes, who has introduced a man whom he
calls Socrates, going about and saying he walks in air, and
talking a deal of nonsense concerning matters of which I do not
pretend to know either much or little--not that I mean to speak
disparagingly of any who is a student of natural philosophy. I
should be very sorry if Meletus could bring so grave a charge
against me. But the simple truth is, O Athenians, that I have
nothing to do with physical speculations. Very many of those
present here are witness to the truth of this, and to them I
appeal. Speak then, you who have heard of me, and tell your
neighbors whether any of you have ever known me to hold forth in
few words or in many upon such matters. ...You hear their answer.
And from what they say of this part of the charge you will be
able to judge the truth of the rest.
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Those who were to judge Socrates were the five hundred. Five
hundred men representing the five hundred tribes in Athens.
Tribes is not a proper word. Actually, they for the most part
were not natural family groupings since for some time newcomers
to Athens who have earned the right of citizenship had been
assigned randomly to one or another of the various tribes.
Therefore among his judges must have been a number who were
familiar with Socrates and exactly what he did represent. Next
Socrates struck out at the idea that he was a teacher and that he
took money for teaching these strange and impious things.
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As little foundation is there for the report that I am a teacher,
and take money; this accusation has no more truth in it than the
other. Although if a man were really able to instruct mankind,
to receive money for giving instruction would, in my opinion, be
an honor to him.
There is at this time a Parian philosopher residing in Athens, of
whom I have heard; and I came to hear of him in this way:―I came
across a man who has spent a world of money on Sophists, Callias,
son of Hipponicus, and knowing that he had sons, I asked him:
'Callias" I said, 'if your sons were foals or calves there would
be no difficulty in finding someone to put over them; we should
hire a trainer of horses, or a farmer probably, who would improve
or perfect them in their own proper virtue and excellence; but as
they are human beings, whom are you thinking of placing over
them? Is their anyone who understands human and political
virtue? You must have thought about the matter, for you have
sons; is there any one? 'There is', he said. 'Who is he?' said
I; 'And of what country? And what does he charge?' 'Evenus the
Parian,' he replied, 'he is the man, and his charge is five
minae.' Happy is Evenus, I said to myself, if he really has this
wisdom, and teaches it at such a moderate charge. Had I the
same, I should have ben very proud and conceited; but the truth
is that I have no knowledge of that kind.
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The Sophists, like Protagorus and Evenus, were never Athenians.
They came form other cities. Most Greek cities of the time had
laws forbidding the open discussion of philosophical themes; they were considered too controversial. Thus they all flocked to
Athens where the freedom to speak their mind was guaranteed by
the constitution. In all probability, as has been urged by a
number of Socratic scholars, the people of Athens did not want to
kill him. These were shaky political times in Athens as well as
in other cities, and the primary purpose of the trial was to shut
him up, and perhaps to silence philosophy without changing the
constitution. However, that was not likely to happen.
In Greek times the term 'wise man' was reserved for very few men
who had reputations for doing a great deal. Chaerephon, a well
known Athenian, had visited the oracle at Delphi and asked
whether any man was wiser than Socrates. The oracle answered
that there was no man wiser. The brother of Chaerephon was
present at the trial. One of the charges against Socrates was
that he was an evil man, but that he claimed to be a wise man.
In this answer to that charge he is speaking of that occasion and
of the words of the Delphic God.
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Why do I mention this? Because I am going to explain to you why
I have such an evil name. When I heard the answer, I said to
myself, What can the god mean? and what is the interpretation of
his riddle? for I know that I have no wisdom, small or great.
What then can he mean when he says that I am the wisest of men?
And yet he is a god, and cannot lie; that would be against his
nature. After long consideration, I thought of a method of
trying the question. I reflected that if I could only find a man
wiser than myself, then I might go to the god with a refutation
in my hand. I should say to him, 'here is a man who is wiser
than I am; but you said that I was the wisest.' Accordingly I
went to one who had the reputation of wisdom, and observed him―his name I need not
mention; he was a politician whom I had
selected for examination―and the result was as follows; When I
began to talk to him I could not help thinking that he was not
really wise, although he was thought wise by many, and still
wiser by himself; and therefore I tried to explain to him that he
thought himself wise but was not really wise; and the consequence
was that he hated me, and his enmity was shared by several who
were present and heard me. So I left him, saying to myself as I
went away: Well, although I do not suppose that either of us
knows anything really beautiful and good, I am better off than he
is―for he knows nothing and thinks he knows; I neither know nor
think I know. In this latter particular, then, I seem to have
slightly the advantage of him.
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I think that you will admit that this is not likely to impress
any politicians, but it does serve to illustrate one aspect of
Plato's theory of knowledge. That is, that pure knowledge, being
of the unchanging and not of particular things, is divine, a
possession of the gods, not of men. For the moment, consider that
he is using reason while at the same time ignoring the non-intellectual meaning being absorbed
by his audience, the five
hundred judges. He went on to show how he tried different
occupations and found that they had specific knowledge about
their particular occupations but that did not make them wiser.
His conclusion was that he was considered wiser than others
simply because he was not wise and knew he was not wise.
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And I am called wise for my hearers always imagine that I possess
the wisdom which I find wanting in others; but the truth is, O
men of Athens, that God only is wise; and by his answer he
intends to show that the wisdom of men is worth little or
nothing; he is not speaking of Socrates, he is only using my name
by way of illustration, as if he had said, he, O men, is the
wisest who, like Socrates, knows that his wisdom is truly worth
nothing
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Socrates then turned his attention to Meletus, and using the same
logic, and the same attitude, dealt with each of his accusation
in particular terms, each time making Meletus appear worse than
he claimed Socrates to be. When the guilty verdict came the only
thing that surprised Socrates was the slim majority, only thirty
votes stood between him and acquittal. At this point it was up
to Socrates to offer a punishment so that the five hundred could
choose between his offer and death. Almost any reasonable
settlement would probably have gone over, at least that is the
opinion of most scholars. But Socrates would have none of that.
The idea of banishment for example would be of no advantage for
him because wherever he went he would be falling into the same
trap because he believed he was doing the right thing and wasn't
going to change. He suggested that what he really deserved was
to be supported by the city as a hero. He finally suggested that
there be a fine of thirty minae, a paltry sum which his friends
could easily cover. He was sentenced to death.
He turned next to those who had condemned him and said, "If you
think that by killing men you can prevent someone from censuring
your evil lives, you are mistaken; that is not a way of escape
that is either possible or honorable. The easiest and the noblest
way is not to be disabling others but to be improving yourselves.
This is the prophecy which I utter before my departure to the
judges who have condemned me."
Socrates believed that he had an internal demon who opposed him
whenever he was tempted to do something wrong. At this point he
turned to those of his judges who had voted to acquit him.
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Friends, who would have acquitted me, I would like also to talk
with you about the thing which has come to pass, while the
magistrates are busy, and before I go to the place at which I
must die. Stay then a little, for we may as well talk with one
another while there is time. You are my friends and I should
like to show you the meaning of this event which has happened to
me. O my judges―for you I may truly call judges―I should like
to tell you of a wonderful circumstance. Hitherto the divine
faculty of which the internal oracle is the source has constantly
been in the habit of opposing me even about trifles, if I was
going to make a slip or error in any matter. And now, as you see,
there has come upon me that which may be thought, and is
generally believed to be, the last and worst evil. But the
oracle made no sign of opposition, either when I was leaving my
house in the morning, or when I was on my way to the court, or
when I was speaking at anything I was going to say; and yet I
have often been stopped in the middle of a speech, but now in
nothing I either said or did touching the matter in hand has the
oracle opposed me. What do I take to be the explanation of this
silence? I will tell you. It is an intimation that what has
happened to me is good, and that those of us who think that death
is an evil are in error.
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He then considered the thought of death, considering that death
is either a state of nothingness, or a migration of the soul from
one world to another. "Now if you suppose that there is no
consciousness, but a sleep like the sleep of him who is
undisturbed even by dreams, death would be an unspeakable gain.
For if a person were to select the night in which his sleep was
undisturbed even by dreams and were to compare with this the
other days and nights of his life, and then were to tell us how
many days and nights he had passed in the course of his life
better and more pleasantly than this one, I think that any man, I
will not say a private man, but even the great king will not find
many such days and nights when compared with the others. Now if
death be such a nature, I say that to die is gain; for eternity
is only a single night." On the other hand, if it is a migration
of the soul to another world where he might find true judges,
where he might converse with Orpheus and Musaeus, and Homer and
Hesiod. "Nay, if this be true", he said, "let me die again and
again." Finally, taking his leave of them he said "The hour of
departure has arrived, and we go our ways―I to die, and you to
live. Which is better God only knows."
While the Apology lacks some of the clear logical arguments of
the later platonic dialogues, there is a clear message presented.
This was offered following Anytus' proposal that since he had
been prosecuted, he must be put to death. Socrates answer put
the major lesson in full perspective.
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If you say to me, Socrates, this time we will not mind Anytus,
and you shall be let off, but under one condition, that you are
not to enquire and speculate in this way any more, and that if
you are caught doing so again you shall die;―if this was the
condition on which you let me go, I should reply: Men of Athens,
I honor and love you; but I shall obey God rather than you, and
while I have life and strength I shall never cease from the
practice and teaching of philosophy, exhorting anyone whom I meet
and saying to him after my manner: You, my friend,―a citizen of
the great and mighty and wise city of Athens―are you not ashamed
of heaping up the greatest amount of money and honor and
reputation, and caring so little about wisdom and truth and the
greatest improvement of the soul, which you never regard or heed
at all? And if the person with whom I am arguing, says: Yes, but
I do care; then I do not leave him or let him go at once; but I
proceed to interrogate and examine and cross-examine him, and if
I think that he has no virtue in him, but only says that he has,
I reproach him with undervaluing the greater and overvaluing the
less. And I shall repeat the same words to every one whom I
meet, young and old citizens and alien, but especially to the
citizens, inasmuch as they are my brethren. For know that this
is the command of God; and I believe that no greater good has
ever happened in the state than my service to the God.
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While the trial of Socrates was going on a state galley had set
out on an annual religious mission to Delos. While it was away
no execution was allowed to take place. As a result Socrates was
kept in prison for a month awaiting execution. When the ship
arrived at Cape Sunium in Attica. and was thus expected within
days at Piraieus, the port of Athens, Socrates faithful friend
Crito tried once more to extricate Socrates from his impending
death. This time by offering to help him to escape the prison.
In the
Crito Socrates put forward one of the
strongest cases for
moral responsibility ever made. There is a strong hint in the
tale that the authorities would not mind as long as he left the
country. What the problem of escaping comes down to for Socrates
is, first, are we injuring people whom we should least injure?
And second, Are we sticking to a just agreement or not?
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Socrates: Look at it this way. If, as we were planning to run away
from here, or whatever one should call it, the laws and the state
came and confronted us and asked: "Tell me, Socrates, what are
you intending to do? Do you not by this action you are
attempting intend to destroy us, the laws, and indeed the whole
city, as far as you are concerned? Or do you think it possible
for a city not to be destroyed if the verdicts of its courts have
no force but are nullified and set at naught by private
individuals?" What shall we answer to this and other such
arguments? For many things could be said, especially by an
orator on behalf of this law we are destroying, which orders that judgments of the courts shall be carried out. Shall we answer,
"The city wronged me, and its decision was not right." Shall we
say that, or what?
Crito: Yes, by Zeus, Socrates, that is our answer.
Socrates: Then what if the laws said: "Was that the agreement between
us, Socrates, or was it to respect the judgments that the city
came to?" And if we wondered at their words they would perhaps
add: "Socrates, do not wonder at what we say but answer, since
you are accustomed to proceed by question and answer. come now,
what accusation do you bring against us and the city, that you
should try to destroy us? Did we not, first, bring you to birth,
and was it not through us that your father married your mother
and begat you?
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Since Draco in the seventh century Athens had been a city ruled by laws rather
than men. Even in the days of the tyrants, they too ruled through the laws and
not in spite of them. Thus, laws are what create and maintain a city. To destroy them is to
destroy the city itself. This is true also of the customs of the
city, the laws query Socrates concerning the roles that the city
and its customs played in his upbringing and education. After he
was born and nurtured and educated, could he deny that he was
their offspring and servant? Does he think that he and the laws
are on an equal footing, that whatever the laws do to him it is
right for him to do to them? Does he think that he has the right
to retaliation against his country and its laws? That if they
undertake to destroy him and think it right to do so, that he can
undertake to destroy them? Particularly Socrates, a man who
truly cares for virtue.
This, of course, is the ancient dilemma of the independent man living in a
community of moral people. Do the people create the morals of the community, or
do the morals of the community create the people? In any case what recourse does the individual have
against a moral community whose members have wronged him? Is his
argument with the men who have chosen wrongly? Or with the
community which allows it to occur? Once an individual has been
prosecuted according to the laws and the customs of the community
and yet is not guilty of the offense, is it the community, or is
it the judges who have wronged him? What should the moral man do
when he disagrees with the customs of his city? The answer that
the laws give to Socrates is straight forward, "You must either
persuade it or obey its orders, and endure in silence whatever it
instructs you to endure, whether blows or bonds, and if it leads
you into war to be wounded or killed, you must obey." "It is
impious," the laws said, "to bring violence to bear against your
mother or father, it is much more so to use it against your
country."
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Socrates: "Reflect now, Socrates," the laws might say "that if what we
say is true, you are not treating us rightly by planning to do
what you are planning. we have given you birth, nurtured you,
educated you, we have given you and all other citizens a share of
all the good things we could. Even so, by giving every Athenian
the opportunity, after he has reached manhood and observed the
affairs of the city and us the laws, we claim that if we do not
please him, he can take his possessions and go wherever he
pleases. Not one of our laws raises any obstacle or forbids him,
if he is not satisfied with us or the city, if one of you wants
to go and live in a colony or wants to go anywhere else, and keep
his property. We say, however, that whoever of you remains, when
he sees how we conduct our trials and manage the city in other
ways, has in fact come to agreement with us to obey our
instructions. We say that the one who disobeys does wrong in
three ways, first because in us he disobeys his parents, also
those who brought him up, and because in spite of his agreement,
he neither obeys us nor, if we do something wrong does he try to
persuade us to do better. Yet, we only propose things, we do not
issue savage commands to do whatever we order; we give two
alternatives, either to persuade us or to do what we say.
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Socrates is particularly open to these charges if he should make
good his escape. He of all the Athenians is among those who most
definitely came to that agreement with them. For he would not
have dwelt here most consistently of all the Athenians if the
city had not been exceedingly pleasing to him. He had never left
the city, even to see a festival, nor for any other reason except
military service. He never went to stay in any other city, as
other people often do.
Thus Socrates put the case that as a loyal Athenian his choice to
take this opportunity to escape was not in the best interests of
either himself or his city. In his final argument he turned to
the gods of the underworld, still speaking in the words of the
laws of the city of Athens.
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"Be persuaded by us who brought you up, Socrates. Do not value
either your children or your life or anything else more than
goodness, in order that when you arrive in Hades you may have all
this as your defense before the rulers there. If you do this
deed, you will not think it better or more just or more pious
here, nor will any of your friends, nor will it be better for you
when you arrive yonder. As it is you depart, if you depart,
after being wronged not by us, the laws, but by men; but if you
depart after shamefully returning wrong for wrong and injury for
injury, after breaking your agreement and contract with us, after
injuring those you should injure least--yourself, your friends,
your country, and us―we shall be angry with you while you are
still alive, and our brothers, the laws of the underworld, will
not receive you kindly, knowing that you tried to destroy us as
far as you could. Do not let Crito persuade you, rather than us,
to do what he says."
Crito, my dear friend, be assured that these are the words I seem
to hear as the Corybantes seem to hear the music of their flutes,
and the echo of these words resounds in me, and makes it
impossible for me to hear anything else. As far as my present
beliefs go, if you speak in opposition to them, you will speak in
vain. However, if you think you can accomplish anything, speak.
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